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1 \documentclass[11pt,a4paper]{ivoa}
2 \input tthdefs
3
4 \usepackage{listings}
5 %\lstloadlanguages{sh,make,xml,[latex]tex}
6 \lstset{flexiblecolumns=true,numberstyle=\small,showstringspaces=False,
7 identifierstyle=\texttt,defaultdialect=[latex]tex,language=tex}
8
9
10 \title{IVOA Single-Sign-On Profile: Authentication Mechanisms}
11
12 \ivoagroup{http://www.ivoa.net/twiki/bin/view/IVOA/IvoaGridAndWebServices}
13
14 %\author[????URL????]{http://www.ivoa.net/twiki/bin/view/IVOA/IvoaGridAndWebServices}
15 \author{Giuliano Taffoni}
16 \author{Andr\'e Schaaff}
17 \author{Guy Rixon}
18 \author{Brian Major}
19
20 \editor{Giuliano Taffoni}
21
22 \previousversion[http://www.ivoa.net/documents/SSO/20160930/index.html]{WD-20160930}
23 \previousversion[http://www.ivoa.net/Documents/cover/SSOAuthMech-20080124.html]{REC-1.01}
24 \previousversion[http://www.ivoa.net/documents/cover/SSOAuthMech-20070904.html]{PR-20070904}
25 \previousversion[http://www.ivoa.net/documents/cover/SSOAuthMech-20070621.html]{PR-20070621}
26 \previousversion[http://www.ivoa.net/documents/cover/SSOAuthMech-20060519.html]{WD-20060519}
27
28
29 \begin{document}
30 \begin{abstract}
31 Approved client-server authentication mechanisms are described for the IVOA single-sign-on profile: No Authentication; HTTP Basic Authentication; TLS with passwords; TLS with client certificates; Cookies; Open Authentication; Security Assertion Markup Language; OpenID. Normative rules are given for the implementation of these mechanisms, mainly by reference to pre-existing standards. The Authorization mechanisms are out of the scope of this document.
32 \end{abstract}
33
34
35 \section*{Acknowledgments}
36
37 This document derives from discussions among the Grid and Web Services working-group of IVOA. It is particularly informed by prototypes built by Matthew Graham (Caltech/US-NVO), Paul Harrison (ESO/EuroVO), David Morris (Cambridge/AstroGrid), Raymond Plante (NCSA/US-NVO) Brian Major and Donovan Patrick Dowler (CADC) and Giuliano Taffoni (INAF-VObs.it).
38 The prior art for the use of proxy certificates comes from the Globus Alliance.
39 This document has been developed with support from the National Science Foundation's Information Technology Research Program with The Johns Hopkins University, from the UK Particle Physics and Astronomy Research Council (PPARC) and from the European Commission's Work programme FP7 via the CoSADIE project and the H2020 via the ASTERICS project.
40
41
42 \section*{Conformance-related definitions}
43 The words ``MUST'', ``SHALL'', ``SHOULD'', ``MAY'', ``RECOMMENDED'', and
44 ``OPTIONAL'' (in upper or lower case) used in this document are to be
45 interpreted as described in IETF standard, \citet{std:RFC2119}.
46
47 The \emph{Virtual Observatory (VO)} is
48 general term for a collection of federated resources that can be used
49 to conduct astronomical research, education, and outreach.
50 The \href{http://www.ivoa.net}{International
51 Virtual Observatory Alliance (IVOA)} is a global
52 collaboration of separately funded projects to develop standards and
53 infrastructure that enable VO applications.
54
55
56 \section{Introduction}
57 IVOA's single-sign-on architecture is a system in which users assign cryptographic credentials to user agents so that the agents may act with the user's identity and access rights. This standard describes how agents use those credentials to authenticate the user's identity in requests to services. This standard describes also the authentication mechanism of an application or a service making a call (on behalf of someone or something else) to an API or to another service.
58 This document is essentially a {\em profile} against existing security standards; that is, it describes how an existing standard should be applied in an IVOA application to support single sign-on capabilities in the IVOA. In the following sections, we make specific references to details spelled out in these standards. For the purposes of validating against this standard, those referenced documents should be consulted for a full explanation of those details. Unfortunately, a reader that is unfamiliar with these external standards might find this specification confusing. To alleviate this problem, each major section is concluded by a Commentary subsection that provides some explanations of the detailed terms and concepts being referred to. The Commentary subsection may also provide recommended scenarios for how this specification might actually be realised. Note that the statements in the Commentary subsections are non-normative and should not be considered part of precise specification; nevertheless, they are indicative of the intended spirit of this document.
59
60 \subsection{Role within the VO Architecture}
61
62 \begin{figure}
63 \centering
64
65 % Get the architecture diagram from the TCG chair
66 % http://wiki.ivoa.net/twiki/bin/view/IVOA/IvoaTCG
67 % If they give you a PDF, for now dumb it down to a png by
68 % convert -antialias -density 72x72 archdiag.pdf archdiag.png
69 % Oh -- Notes don't need this; you'd have to remove archdiag.png
70 % from FIGURES in the Makefile, too.
71 \includegraphics[width=0.9\textwidth]{SSO_image001.png}
72 \caption{Architecture diagram for this document}
73 \label{fig:archdiag}
74 \end{figure}
75
76 Fig.~\ref{fig:archdiag} shows the role this document plays within the
77 IVOA architecture \citep{note:VOARCH}.
78
79
80 \section{Scope of this standard}
81 \subsection{Requirements}
82 When a service is registered in an IVOA registry, that service's resource document MAY include metadata expressing conformance to one or more of the authentication mechanisms approved in the IVOA SSO profile. Such a service MUST implement those mechanisms as described in this document, and clients of the service MUST participate in the mechanism when calling the service. If a service does not provide any SSO specification it is assumed that no authentication is required.
83 The registration of the service interface SHALL contain an XML element
84 of type \xmlel{SecurityMethod} as specified in the XML schema for
85 VOResource \citep{std:VOR}. The value of this element distinguishes the
86 authentication mechanism using the values stated in the sections below.
87 Services registered without the metadata alluded to above need not
88 support any authentication mechanism. If they do require authentication,
89 they MAY use either the IVOA-standard mechanisms or others that are not
90 IVOA standards, but they MUST specify a \xmlel{SecurityMethod} element.
91
92 \subsection{Commentary}
93 The IVOA SSO profile allows the development of a ``realm'' of interoperable services and clients.
94 Service providers opt in to this realm by implementing this current standard and by registering accordingly in the IVOA registry.
95 This allows clients to discover a secured service through the registry and to be able to use it without
96 being customized for the details of the specific service.
97
98 Services within the Virtual Observatory that are not intended to be widely interoperable need not opt in to the SSO realm.
99 In particular, ``private'' services, accessed by web browsers and protected by passwords, are allowed.
100 However, these private services SHOULD be reworked to follow the IVOA standard if they are later promoted to a wider audience.
101
102 An example of a registration for a secured interface follows.
103 \begin{lstlisting}[language=XML]
104 <interface xmlns:vs='ivo://www.ivoa.net/xml/VODataService/v1.1'
105 xsi:type='vs:ParamHTTP'>
106 <accessURL>http://some.where/some/thing</accessURL>
107 <securityMethod>ivo://ivoa.net/sso#saml2.0</securityMethod>
108 </interface>
109 \end{lstlisting}
110
111 More than one \xmlel{securityMethod} can be specified:
112 \begin{lstlisting}[language=XML]
113 <interface xmlns:vs='ivo://www.ivoa.net/xml/VODataService/v1.1'
114 xsi:type='vs:ParamHTTP'>
115 <accessURL>http://some.where/some/thing</accessURL>
116 <securityMethod>ivo://ivoa.net/sso#saml2.0</securityMethod>
117 <securityMethod>ivo://ivoa.net/sso#cookie</securityMethod>
118 <securityMethod>ivo://ivoa.net/sso#OpenID</securityMethod>
119 </interface>
120 \end{lstlisting}
121
122
123 The order of the \xmlel{securityMethod} elements determines the priority of
124 the method to use. In the example above, the preferred method to access
125 the service is {\em SAML}, then {\em cookies}, and finally, if the others are not available,
126 {\em OpenID}.
127
128 \section{Approved authentication mechanisms}
129
130 The following authentication mechanisms are approved for use in the SSO profile.
131 \begin{itemize}
132 \item No authentication required.
133 \item HTTP Basic Authentication
134 \item Transport Layer Security (TLS) with passwords.
135 \item Transport Layer Security (TLS) with client certificates.
136 \item Cookies
137 \item Open Authentication (OAuth)
138 \item Security Assertion Markup Language (SAML)
139 \item OpenID
140 \end{itemize}
141
142 The mechanism is associated with the interface provided by the service and registered in the IVOA registry.
143
144 Services that are registered with a IVOA registry as having a {\em WebService} type interface (as
145 described in the VOResource document) SHALL support OAuth, or SHALL support cookies or SHALL support TLS with client
146 certificates or SHALL require no authentication.
147 Interfaces by which a user logs in to the SSO system SHALL support either
148 TLS with client certificates, or TLS with passwords, or SAML or a combination of them.
149
150 \subsection{List of approved authentication mechanisms and the corresponding securityMethod}
151
152 The approved authentication mechanisms and the corresponding \xmlel{securityMethod} to implement is
153 listed in the table below.
154
155 \begin{table}[th]
156 \begin{tabular}{p{0.45\textwidth}p{0.64\textwidth}} \sptablerule
157 \textbf{SSO mechanism}&\textbf{\xmlel{<securityMethod>}}\\ \sptablerule
158 HTTP Basic Authentication &
159 \xmlel{ivo://ivoa.net/sso\#BasicAA}\\
160 TLS with password & \xmlel{ivo://ivoa.net/sso\#tls-with-password} \\
161 TLS with client certificate & \xmlel{ivo://ivoa.net/sso\#tls-with-certificate} \\
162 Cookies & \xmlel{ivo://ivoa.net/sso\#cookie} \\
163 Open Authentication & \xmlel{ivo://ivoa.net/sso\#OAuth} \\
164 SAML & \xmlel{ivo://ivoa.net/sso\#saml2.0} \\
165 OpenID & \xmlel{ivo://ivoa.net/sso\#OpenID} \\
166 \sptablerule
167 \label{table:SMtable}
168 \end{tabular}
169 \end{table}
170
171
172 \section{HTTP Basic Authentication}
173 \subsection{Requirements}
174 Services using HTTP basic authentication SHALL use the authentication mechanism described in the RFC7235 \citep{std:RFC7235}
175 that updates RFC2617 \citep{std:RFC2617}.
176 Interfaces using this mechanism SHALL be registered with the security method
177
178 \texttt{ivo://ivoa.net/sso\#BasicAA}
179
180 \subsection{Commentary}
181 HTTP provides a simple challenge-response authentication framework that can be used by a server to challenge
182 a client request and by a client to provide authentication information.
183 The HTTP authentication framework does not define a single mechanism for maintaining the confidentiality of credentials.
184 HTTP depends on the security properties of the underlying transport or session-level connection to provide
185 confidential transmission of header fields. Connection secured with TLS are RECOMMENDED prior to exchanging any credentials.
186
187 The ``HTTP basic authentication'' SHOULD be used with particular attention as sensible
188 information (password) are sent over the wire in base64 encoding (which can be easily converted to plaintext) exposing
189 the user to the possibility her credentials to be stolen.
190
191 \section{Details of TLS}
192 \subsection{Requirements}
193 Services using Transport Layer Security (TLS) SHALL do so according to the TLS v1.2 standard RFC5246 \citep{std:RFC5246}.
194
195 \subsection{Commentary}
196 TLS supersedes the Secure Sockets Layer that is an outdated cryptographic protocol.
197 TLS v1.0 was based on SSL v3.0; the current version of TLS is V1.2 described in by \citet{std:RFC5246}.
198 TLS v1.2 is backwards compatible with TLS v1.0, TLS v1.1 and SSL v3.0.
199 ``TLS versions 1.0, 1.1, and 1.2, and SSL 3.0 are very similar, and use compatible ClientHello messages;
200 thus, supporting all of them is relatively easy.[...] TLS 1.2 clients that wish to support SSL 2.0 servers MUST
201 send version 2.0 CLIENT-HELLO messages defined in SSL2.'' \citep{std:RFC5246}.
202
203 \section{Details of TLS-with-client-certificate}
204 \subsection{Requirements}
205 Certificates SHALL be transmitted and checked according to the TLS v1.2 standard RFC5246.
206
207 Services implementing TLS MUST support certificate chains including proxy certificates according to RFC6818 \citep{std:RFC6818}.
208
209 Interfaces using this mechanism SHALL be registered with the security method
210
211 \texttt{ivo://ivoa.net/sso\#tls-with-certificate}
212
213 \subsection{Commentary}
214 When Mutual Certificate Authentication is configured for REST services, both the client and the service perform
215 identity verification or authentication through X.509 certificates.
216
217 The client authenticates the service during the initial SSL handshake, when the server sends the client a certificate to authenticate itself.
218
219 \section{Details of TLS-with-password}
220 \subsection{Requirements}
221 The user-name and password SHALL be passed in the message protected by the TLS mechanism,
222 not as part of the mechanism itself.
223
224 Interfaces using this mechanism SHALL be registered with the security method
225
226 \texttt{ivo://ivoa.net/sso\#tls-with-password}
227
228 \subsection{Commentary}
229 ``HTTP basic authentication'' passes the user-name and password in the HTTP headers,
230 assuming that the credentials are not a natural part of the message body.
231 This standard applies the TLS-with-Password mechanism only to the special case of logging in to the SSO realm.
232 Hence, the user-name and password are logically part of the message body, not the message header.
233
234 \section{The use of Cookies}
235 \subsection{Requirements}
236 Cookie-Based Authentication uses server side cookies to authenticate the user on every request.
237 The way to manage cookies for authentication is described in RFC6265 \citep{std:RFC6265}.
238
239 Interfaces using this mechanism SHALL be registered with the security method
240
241 \texttt{ivo://ivoa.net/sso\#cookie}
242
243
244 \subsection{Commentary}
245 RESTful web services MAY support session-based authentication, either by establishing a session token via a POST or
246 by using an API key as a POST body argument or as a cookie.
247 User-names, passwords, session tokens, and API keys SHOULD not appear in the URL,
248 as this can be captured in web server logs, which makes them intrinsically valuable.
249 \begin{figure}
250 \centering
251 \includegraphics[width=0.9\textwidth]{SSO_image002.png}
252 \caption{Simplified picture of SAML 2.0 authentication.}
253 \label{fig:saml}
254 \end{figure}
255
256 \section{Details on SAML authentication}
257 \subsection{Requirements}
258 Services using SAML authentication mechanisms SHALL do so according to the
259 saml-core-2.0-os OASIS standard \citep{std:SAML}.
260 SAML includes protocols and protocol bindings and security \citep{std:SAMLB}.
261
262 Interfaces using this mechanism SHALL be registered with the security method
263
264 \texttt{ivo://ivoa.net/sso\#saml2.0}
265
266
267 \subsection{Commentary}
268 SAML presumes two primary roles in any transaction: the organisation where the identity is established,
269 known as the Identity Provider (``IdP''), or Asserting Party (``AP'');
270 and the organisation which (for this transaction) wants to use this identity, known as the Service Provider (``SP''),
271 or Relying Party (``RP'').
272
273 A user attempts to access an application with the Service Provider.
274 The SP needs to establish the identity of this user, and so sends an authentication request to the Identity Provider.
275
276 The user authenticates with the IdP (IdP is taking care of the authentication mechanisms and protocols e.g. Kerberos, ldap etc.) so the IdP can send back an `Assertion' to the SP.
277 Now the SP knows who the user is, and can process that user accordingly (see Fig.~\ref{fig:saml}).
278 \begin{figure}
279 \centering
280 \includegraphics[width=0.9\textwidth]{SSO_image003.png}
281 \caption{Simplified picture of OAuth 2.0 authentication.}
282 \label{fig:oauth}
283 \end{figure}
284
285 SAML2.0 protocol allows also to implement authentication service discovery mechanisms. SAML2.0 defines a browser-based protocol
286 by which a centralized discovery service can provide a requesting service provider with the unique identifier of an
287 IdP that can authenticate the user.
288
289
290 \section{Details on OAuth}
291 \subsection{Requirements}
292 Services using OAuth authentication mechanisms SHALL do so according to the RFC6749 \citep{std:RFC6749}.
293
294 Interfaces using this mechanism SHALL be registered with the security method
295
296 \texttt{ivo://ivoa.net/sso\#OAuth}
297
298
299 \subsection{Commentary}
300 Open Authentication 2.0 (also in conjunction with OpenID Connect) is actually the adopted standard
301 to handle identity in the framework of RESTful web services.
302 OAuth is used when an application is making a request on behalf of a user.
303
304 OAuth introduces the notion of an `authorization token', a `refresh token' and Authorization Service (AS).
305 The `authorization' token states that the client application has the right to access services on the server (see Fig.~\ref{fig:oauth}).
306 However, it does not supersede any access control decisions that the server-side application might make.
307
308 OAuth protocol can be implemented to delegate credential from an application to another.
309
310 \section{Details on OpenID}
311 \subsection{Requirements}
312 Services using OpenID authentication mechanisms SHALL do so according to the OpenID Foundation standards \citep{std:openid}
313
314 Interfaces using this mechanism SHALL be registered with the security method
315
316 \texttt{ivo://ivoa.net/sso\#OpenID}
317
318
319 \subsection{Commentary}
320 OpenID is an open and decentralized authentication and identity system. OpenID relying parties do not manage end user credentials
321 such as passwords or any other sensitive information which makes authentication and identity management much simpler and secure.
322 In a RESTful environment OpenID Connect \citep{std:openidconnect} is commonly adopted as authentication solution. ``OpenID Connect is a simple identity
323 layer on top of the OAuth 2.0 protocol, which allows computing clients to verify the identity of an end-user based on the authentication
324 performed by an authorization server, as well as to obtain basic profile information about the end-user in an interoperable and REST-like manner.'' \citep{std:openid}.
325
326 \section{Conclusions}
327 This document presents a list of security standards that may be implemented when developing a service that requires authentication.
328 The list includes the most frequently used standards at the time this document has been produced.
329
330 In this document we are presenting two types of SSO protocols:
331 ``local'' and ``federated''.
332 Local SSO provides solutions for keeping a repository of user-names and passwords
333 that could be used transparently across several internal applications but it is local to one domain/service.
334
335 Federated identity means linking and using the electronic identities a user has across several identity management systems.
336 In simpler terms, a service does not necessarily need to obtain and store users credentials in order to authenticate them. Instead, the service (or the application) can use an identity management system that is already storing a user's electronic identity
337 to authenticate the users given, of course, that the application trusts that identity management system.
338 Federated identities are convenient for users, since they don't have to keep a set of user-names and passwords for every single application that they use and for service providers that do not need to store and manage credentials.
339
340 Local SSO is managed by the following protocols: HTTP Basic Authentication, Transport Layer Security (TLS) with passwords, cookies
341 OAuth, SAML, OpenID and Transport Layer Security (TLS) with client certificates (thanks to the CA trust) are protocol that
342 allow to implement federated SSO.
343
344 The choice the authentication to use is related to the project/service requirements, we suggest at least to implement
345 a local authentication based on Transport Layer Security (TLS) with passwords, that allows a reasonable security
346 framework for exchanging authentication tokens.
347
348 More complex projects/services that need to offer resources to large communities should prefer federated identities.
349 For example SAML2.0 is the protocol used to build the EduGain World wide identity federation for education and research.
350
351
352
353 \appendix
354 \section{VOResource SecurityMethod}
355 This Appendix presents an extract of the VOResource Description XML schema.
356 Here we present the part of the schema regarding the \xmlel{SecurityMethod} element
357 to facilitate the reader identify the relevant schema sections in the VOResource Description.
358
359
360 \begin{lstlisting}[language=xml,basicstyle=\footnotesize]
361 <xs:schema xmlns="http://www.w3.org/2001/XMLSchema"
362 xmlns:xs="http://www.w3.org/2001/XMLSchema"
363 xmlns:vr="http://www.ivoa.net/xml/VOResource/v1.0"
364 xmlns:vm="http://www.ivoa.net/xml/VOMetadata/v0.1"
365 targetNamespace="http://www.ivoa.net/xml/VOResource/v1.0"
366 elementFormDefault="unqualified" attributeFormDefault="unqualified" version="1.02">
367 <xs:annotation>...</xs:annotation>
368 <xs:simpleType name="UTCTimestamp">...</xs:simpleType>
369 <xs:simpleType name="UTCDateTime">...</xs:simpleType>
370 <xs:complexType name="Resource">...</xs:complexType>
371 <xs:simpleType name="ValidationLevel">...</xs:simpleType>
372 <xs:complexType name="Validation">...</xs:complexType>
373 <xs:simpleType name="AuthorityID">...</xs:simpleType>
374 <xs:simpleType name="ResourceKey">...</xs:simpleType>
375 <xs:simpleType name="IdentifierURI">...</xs:simpleType>
376 <xs:simpleType name="ShortName">...</xs:simpleType>
377 <xs:complexType name="Curation">...</xs:complexType>
378 <xs:complexType name="ResourceName">...</xs:complexType>
379 <xs:complexType name="Contact">...</xs:complexType>
380 <xs:complexType name="Creator">...</xs:complexType>
381 <xs:complexType name="Date">...</xs:complexType>
382 <xs:complexType name="Content">...</xs:complexType>
383 <xs:complexType name="Source">...</xs:complexType>
384 <xs:simpleType name="Type">...</xs:simpleType>
385 <xs:simpleType name="ContentLevel">...</xs:simpleType>
386 <xs:complexType name="Relationship">...</xs:complexType>
387 <xs:complexType name="Organisation">...</xs:complexType>
388 <xs:complexType name="Service">...</xs:complexType>
389 <xs:simpleType name="Rights">...</xs:simpleType>
390 <xs:complexType name="Capability">...</xs:complexType>
391 <xs:complexType name="Interface" abstract="true">
392 <xs:annotation>...</xs:annotation>
393 <xs:sequence>
394 <xs:element name="accessURL" type="vr:AccessURL"
395 minOccurs="1" maxOccurs="unbounded">...</xs:element>
396 <xs:element name="securityMethod" type="vr:SecurityMethod"
397 minOccurs="0" maxOccurs="unbounded">
398 <xs:annotation>
399 <xs:documentation> the mechanism the client must employ to
400 gain secure access to the service.
401 </xs:documentation>
402 <xs:documentation> when more than one method is listed, each one
403 must be employed to gain access.
404 </xs:documentation>
405 </xs:annotation>
406 </xs:element>
407 </xs:sequence>
408 <xs:attribute name="version" type="xs:string" default="1.0">...</xs:attribute>
409 <xs:attribute name="role" type="xs:NMTOKEN">...</xs:attribute>
410 </xs:complexType>
411 <xs:complexType name="AccessURL">...</xs:complexType>
412 <xs:complexType name="SecurityMethod">
413 <xs:annotation>
414 <xs:documentation>a description of a security mechanism.</xs:documentation>
415 <xs:documentation> this type only allows one to refer to the mechanism via a URI.
416 Derived types would allow for more metadata.
417 </xs:documentation>
418 </xs:annotation>
419 <xs:sequence/>
420 <xs:attribute name="standardID" type="xs:anyURI">
421 <xs:annotation>
422 <xs:documentation> A URI identifier for a standard security mechanism. </xs:documentation>
423 <xs:documentation>
424 This provides a unique way to refer to a security specification standard.
425 The use of an IVOA identifier here implies that a VOResource
426 description of the standard is registered and accessible.
427 </xs:documentation>
428 </xs:annotation>
429 </xs:attribute>
430 </xs:complexType>
431 <xs:complexType name="WebBrowser">...</xs:complexType>
432 <xs:complexType name="WebService">...</xs:complexType>
433 </xs:schema>
434 \end{lstlisting}
435
436
437 \section{Changes from Previous Versions}
438
439
440 \subsection {Changes from v. 1.01}
441 \begin{itemize}
442 \item We remove all the references to SOAP as deprecated from IVOA
443 \item We add new security methods and relative discussion sessions: OpenID, SAML, Cookies, HTTP basic authentication
444 \end{itemize}
445
446
447 \bibliography{ivoatex/ivoabib,SSOAuthMech}
448
449
450 \end{document}

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